Physiology Note - Heart Lung Interactions
Heart Lung Interactions
DR NAMRATHA C
DrNB Final year resident
PD Hinduja National Hospital,
Mahim, Mumbai
PHYSIOLOGY
OF HEART LUNG INTERACTIONS
DEFINITION: The complex interactions between
cardiovascular and respiratory physiology as a result of phasic changes in
intrathoracic pressure during respiration.
PHYSICS: Let us understand the concept of pleural
pressure which is normally negative. Consider thorax as the sealed container
with lungs (elastic tissue) as the inner wall which has the tendency to
collapse inward and rib cage and chest wall (elastic tissue) as the outer wall
which has the tendency to spring outwards.
1)Elasticity
of the lung tissue
HOOKE’S LAW: Within the elastic limit of a material, the
deformation (strain) produced is directly proportional to the applied force
(stress)
F=−kxF
where:
- F = restoring force (N)
- k = spring constant (stiffness)
- x= displacement (m)
The
negative sign (–) indicates that the restoring force acts in the opposite
direction to the displacement.
In
terms of pressure and volume (as in lungs)
For
elastic structures like lungs:
ΔP=E×ΔV
where:
- ΔP = change in pressure
- ΔV = change in volume
- E= elastance (stiffness of lung)
Basically,
the more u stretches the more is the recoil force, (figure 1)
FIGURE
1: Pressure–Volume (P–V) curve of lungs
2)Surface
tension: This tension tries to make each alveolus shrink, like soap bubbles
collapsing.
Laplace’s Law for a sphere=2T/r
where T =
surface tension, r = radius.
- Without surfactant, this force
would be huge, making lungs collapse easily; surfactant reduces surface
tension but doesn’t remove it completely, so some recoil remains.
Therefore, Lung recoil = Elastic recoil (fibres) +
Surface tension recoil (fluid interface).
These two together are why, when you stop inhaling, your lungs don’t just stay
inflated — they want to shrink back, pulling away from the chest wall and
helping create that negative pleural pressure
So, now
let us understand how pressure changes in lung and heart influence each other.
Shared
thoracic space -Pascal’s Principle: Pressure applied to a confined fluid is
transmitted undiminished in all directions throughout the fluid and to the
walls of its container.
- Pascal’s Principle:
Pressure applied to a fluid in a closed space is transmitted equally in
all directions.
- The lungs, heart, and great
vessels share the thoracic cavity.
- The pleural space is filled with
fluid, and the pericardium (around the heart) is also a fluid-filled sac,
so pressure changes in one part of the chest can be transmitted to others.
So, with
this understanding of physics let us understand the interactions in various
situations
SPONTANEOUS BREATHING PATIENTS:
- Let us consider thoracic cavity
as container containing two pumps, the smaller pump (circulatory pump) and
the larger pump (respiratory pump). The respiratory pump acts as a suction
pump, because on diaphragmatic contraction due to stimulus from neural
drive by stimulating phrenic nerve, the thoracic cavity expands by causing
drop in pressure causing more negative pleural pressure (Boyle’s law). The
pressure gradient (Patm > Ppl) drives air into the lungs.
So, the inspiratory
trigger is essentially the neural drive → muscle contraction → negative pleural
pressure → air inflow.
This
negative respiratory pump also draws blood from the systemic circulation into
the heart, the heart acts as a positive circulatory pump and ejects blood
towards the arterial tree.
The negative intrathoracic pressure is due to
diaphragm contraction which lowers at inspiration
increases the intra-abdominal pressure: the
thorax and abdomen have opposite pressure regimes at inspiration.
CARDIOVASCULAR
CONSEQUENCES
Before
understanding
the effect respiratory variations on cardiovascular system let us
understand the concept of circulation.
Preload-the passive stress at the end of the
diastole of left ventricle. Contributed to by the end diastolic filling
pressure and net end diastolic filling volume (EDV)
Afterload-the total myocardial stress during ejection
of blood into the arterial tree. Contributed by the left ventricular systolic pressure,
left ventricular systolic radius and wall thickness.
Transmural
pressure-the
distending pressure of the chamber, the difference between the internal
expanding forces and collapsing external forces. For LV-difference between
intracavitary pressure and pericardial pressure (equivalent to pleural
pressure).
Mean
systemic filling pressure: the mean pressure in the central circulation when there is no flow of blood.
It is related to the effective blood volume, compliance of blood vessels and
the pressure that blood vessels exert on vasculature. Normally it is equal to
7mmhg.
Factors
affecting stroke volume
1.
RV Preload: Preload is the EDV (end diastolic volume), preload depends on venous return.
Venous return in turn depends on the pressure difference between the mean
systemic filling pressure and right atrial pressure. 60% of the blood volume is accommodated in the circulatory system
without causing any vessel stretch. This is called the unstressed volume.
Further addition of volume starts to stretch the vessel walls. This volume of
blood that causes stretch of the vessel wall is known as the stressed volume.
40% of blood volume is the stressed volume. This part of the blood volume is
hemodynamically active as it is responsible for the pressure generated on the
vessel wall this pressure exerted is known as MSFP (mean systemic filling
pressure)
ITP
increases as during mechanical inspiration, the gradient between MSFP and RAP
decreases and also the preload. Opposite happens in spontaneous inspiration
when the gradient increases due to decreased ITP leading to increased preload.
Decreasing ITP can increase the
VR up to a limit only, and beyond a certain point, the large vessels collapse
at the entry to the thorax due to negative ITP limiting any further increase in
VR. This is called critical closing pressure of the veins entering the thorax. Because
ITP changes during each breath, VR gradient, and therefore the VR preload,
varies during expiration and inspiration.
In volume-replete state, the drop in venous return (VR) from increased
intrathoracic pressure (ITP) is partly balanced when ITP rises, such as during
the use of positive end-expiratory pressure (PEEP), not only increases RA
pressure but also causes increased MSVP by translocation of blood from
pulmonary to systemic circulation and descent of diaphragm resulting in
increased intra-abdominal pressure and compression of intra-abdominal
capacitance vessels. This balance is lost in volume-deficient state, MSVP fails
to rise adequately and VR may fall significantly. In a normal heart, PEEP
reduces cardiac output (CO) to some extent in normovolemic and drastically in
hypovolemia due to its effect on VR. In a failing heart, PEEP usually improves
CO in part by reducing preload besides reducing transmural pressure.
2.
LV preload: Left ventricular (LV) preload averaged over time is equal to right
ventricular (RV) output. Because RV preload and therefore RV stroke volume vary
during inspiration and expiration, LV preload follows the pattern with a lag
time equal to time taken by blood to transit pulmonary circulation. During
mechanical inspiration, as the intrathoracic pressure rises while the venous
return to RV decreases, the venous return to LV increases due to squeezing of blood
forward into the LV. Subsequently, reduced RV preload manifests as reduced RV stroke
volume that reaches the LV after a few heartbeats, resulting in reduced LV
preload.
3.
LV After load
Afterload is the pressure against which the heart must work to eject blood during systole. Afterload is often expressed as ventricular wall stress (σ).
where P is
ventricular pressure; r is ventricular radius; and h is
wall thickness.
Afterload
increases by increase in transmural pressure and vascular resistance.
Transmural pressure: Intracavitary pressure − surrounding pressure.
Thoracic cavity encloses heart and lung; heart is surrounded by pericardial
cavity which is negative pressure. Since it is difficult to measure,
pericardial pressure is equated with pleural pressure and it varies with. the
respiratory cycle. In simple words, if
surrounding pressure of the heart is negative, during the systole, ventricle
has to overcome the extra load of outward distending forces on its wall due to
surrounding negative pressure. Similarly, if the surrounding pressure is positive,
it compresses the ventricles from outside, thereby aiding in systole.
Therefore, if the intrathoracic pressure is positive (as during mechanical
inspiration), it compresses the ventricle and aids in ejection. Transmural
pressure becomes lower; however, in case of negative ITP (as during spontaneous
inspiration) (transmural pressure = intraventricular − ITP).
DETERMINANTS
OF RV AFTERLOAD: It
is the variations in pulmonary vascular resistance (PVR) that play a more
dominant role in deciding afterload. PVR varies significantly with lung volume
Pulmonary
Vascular Resistance Variation with Lung Volume
Pulmonary
vasculature can be divided into extra-alveolar vessels and intra-alveolar
vessels. The former consists of vessels running in the lung interstitium, and
the latter, capillaries exposed in alveolar space. When the lung volume
increases the cross-sectional area of extra-alveolar vessels, it decreases in
alveolar vessels and vice versa. As a
result of this pulmonary vascular resistance, increase in both high and low
lung volume and is minimum at functional residual volume. In addition to
mechanical effects, at low lung volume during hypoventilation, alveolar hypoxia
and resorption atelectasis may happen resulting in hypoxic vasoconstriction of
pulmonary vessels. This adds to PVR (pulmonary vascular resistance) during low
lung volume (figure 2,3).
PVR
Lung
volume
FIGURE
2: Pulmonary Vascular Resistance Variation with Lung Volume
FIGURE
3: Pulmonary vascular resistance across lung
volumes and West’s zones of pulmonary blood flow The diagram illustrates the
relationship between lung volume, pulmonary vascular resistance, and West’s
zones of the lung. Pulmonary vascular resistance is lowest around functional
residual capacity and increases at both high and low lung volumes due to alveolar
and extra-alveolar vessel compression, respectively. On the right, West’s zones
describe how regional blood flow is determined by the relative pressures of the
alveoli (P_alv), pulmonary artery (P_PA), and pulmonary veins (P_PV): in Zone
1, alveolar pressure exceeds both arterial and venous pressures (P_alv >
P_PA > P_PV), resulting in no flow; in Zone 2, arterial pressure exceeds
alveolar pressure but venous pressure remains lower (P_PA > P_alv >
P_PV), giving intermittent flow; and in Zone 3, arterial and venous pressures
are both greater than alveolar pressure (P_PA > P_PV > P_alv), resulting
in continuous flow.
VENTRICULAR
INTERDEPENDENCE: LV
and RV are enclosed in pericardium and they share a common interventricular septum.
Therefore, diastolic filling pressure of one ventricle affects the diastolic
filling pressure of the other. This is known as ventricular interdependence.
Effect of
intraabdominal pressure; The negative
intrathoracic pressure is due to the diaphragm which lowers at inspiration and
increases the intra-abdominal pressure: the thorax and abdomen have opposite
pressure regimes at inspiration. This increases intraabdominal pressure
decreases venous return (figure 4)
FIGURE
4: Ventricular interdependence
So
altogether, the magnitude of heart–lung interactions depend
mainly
on four
changes happening simultaneously.
1. Effect
of phasic variations in ITP on the larger vessels and cardiac chambers
2. Effect
of changes in lung volume on pulmonary circulation
3.
Changes occurring due to ventricular interdependence (in series and parallel)
4. Effect
of changes in intra-abdominal pressure due to diaphragm displacement on vessels
in abdomen.
CLINICAL IMPLICATIONS-
A)AECOPD-
B)ACUTE LV DYSFUNCTION –( transmural
pressure=intracavitary pressure -pericardial pressure(corresponding to pleural
pressure)
WEANING INDUCED PULMONARY EDEMA AND FLUID
RESPONSIVENESS
The risk factors for weaning-induced pulmonary oedema
(WIPO) are COPD, cardiopathy (dilated and/or hypertrophic and/or hypokinetic
cardiopathy and/or significant valvular disease) and obesity.
The WIPO is mainly induced by the shift from a positive
to a negative pressure ventilation after disconnecting the ventilator. The
inspiratory negativity of intrathoracic pressure may be accentuated by the
resistance of the chest tube. This results in the heart–lungs interactions
described above in spontaneously breathing patients, leading to unfavourable
loading cardiac conditions (increase in right ventricular preload and afterload
and increase in left ventricular afterload) and eventually to WIPO.
In patients with chronic right ventricular dysfunction,
right ventricular enlargement during weaning may promote WIPO through the
mechanism of biventricular interdependence. Conversely, in those with chronic
left ventricular dysfunction, factors such as increased left ventricular
afterload—driven by accentuated intrathoracic pressure negativity, elevated
intra-abdominal pressure, and sympathetic-related arterial hypertension—are
important contributors to WIPO. Regardless of ventricular dysfunction type, a positive
fluid balance further adds to the risk of developing WIPO.
PREDICTION OF FLUID RESPONSIVENESS
Fluid administration is the first-line therapy in the
early phases of shock states, except in patients with cardiogenic shock with
pulmonary oedema.
A : Frank–Starling Relationship
- X-axis:
Left ventricular end-diastolic volume (LVEDV) → i.e., preload.
- Y-axis:
Stroke volume (SV).
- Normal
ventricular function:
Ø
The heart responds well to increased preload (steep part of the curve).
Ø
A fluid challenge increases LVEDV and produces a significant rise in
stroke volume → preload responsive.
Ø
Once on the flat part of the curve, further fluids do not increase
stroke volume → preload unresponsive.
- Poor
ventricular function:
Ø Even with fluid loading, the stroke volume
increases very little.
Ø These patients are often fluid-unresponsive
and may worsen with overload.
- SVV (Stroke
Volume Variation):
Ø Large SVV = preload responsive.
Ø Small SVV = preload unresponsive.
Figure B : Heart–Lung Interactions in
Controlled (Positive Pressure) Ventilation
- Blue line
(Airway pressure): Increases during
inspiration (positive pressure ventilation).
- Red line
(Arterial pressure waveform): Shows
variations during respiration.
- During
inspiration (positive pressure):
Ø Intrathoracic pressure rises.
Ø Venous return to the right heart ↓ → right
ventricular preload ↓.
Ø At the same time, left ventricular afterload
↓ → left ventricular stroke volume ↑ (after a short delay).
- Arterial
pressure variations:
Ø PP max = maximum pulse pressure during inspiration.
Ø PP min = minimum pulse pressure during expiration.
Ø SPV (Systolic Pressure Variation): Difference between max and min systolic
pressure.
Ø Delta up / Delta down: Reflect the effects of ventilation on
preload/afterload.
Ø Large variations (SPV, PPV) suggest preload
responsiveness.
What happens in Spontaneous Breathing
(opposite mechanics)
- In spontaneous
inspiration:
Ø Intrathoracic pressure becomes negative.
Ø This increases venous return (RV preload)
→ RV stroke volume increases.
Ø However, the negative pressure also increases
LV afterload (more pressure needed to eject against the gradient).
Ø As a result, LV stroke volume may decrease
transiently.
- Clinically:
Ø In positive pressure ventilation → arterial
pressure rises during inspiration (due to reduced LV afterload).
Ø In spontaneous breathing → arterial pressure
falls during inspiration (pulsus paradoxus, seen in tamponade, severe asthma,
etc.).
- Positive
pressure ventilation: Inspiration reduces
RV preload but reduces LV afterload → arterial pressure increases during
inspiration.
- Spontaneous
breathing: Inspiration increases RV
preload but increases LV afterload → arterial pressure decreases during
inspiration.
CONCLUSION-Heart–lung interactions arise from the interplay between the respiratory and circulatory systems within the confined thoracic cavity. They result from respiratory-induced changes in intrathoracic pressure, which are transmitted to the cardiac chambers, as well as from alterations in alveolar pressure that can influence the pulmonary microvasculature. Under normal physiological conditions, these interactions have little hemodynamic impact. However, in patients with acute respiratory failure, they may produce marked hemodynamic effects that can further aggravate the clinical state. In mechanically ventilated patients with ARDS, the application of PEEP may compromise hemodynamic, particularly when excessive PEEP leads to lung overdistension. More recently, heart–lung interactions have been increasingly applied to predict fluid responsiveness in ventilated patients. Several dynamic tests based on these interactions have been developed to guide decisions regarding fluid administration or removal, though their limitations must always be carefully considered.

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